SEC Form 4 · accession 0001001250-15-000116
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Lynn Forester
Director
Period of report
Nov 12, 2015
Accepted (ET)
Nov 16, 2015 · 10:57 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy) | $84.35 | Nov 12, 2015 | A | 3,922 | A | Nov 12, 2016 | Nov 12, 2025 | Class A Common Stock | 3,922 | 3,922 | D |
| Stock Units (Share Payout)F2,F3 | — | Nov 12, 2015 | A | 887 | A | — | — | Class A Common Stock | 887 | 15,060 | D |
| Stock Units (Cash Payout)F4,F6 | — | Nov 12, 2015 | A | 424 | A | — | — | Class A Common Stock | 424 | 61,869 | D |
Explanation of responses
- F1Granted pursuant to the Issuer's Non-Employee Director Share Incentive Plan.
- F2Each stock unit (share payout) is convertible into one share of Class A Common Stock (i.e. 1:1).
- F3The stock units (share payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.
- F4Each stock unit (cash payout) is convertible into cash equal to the value of one share of Class A Common Stock (i.e. 1:1).
- F5Reflects grant of stock units in lieu of cash for quarterly board and committee retainers, as well as annual chairmanship fee.
- F6The stock units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.