SEC Form 4 · accession 0001001250-15-000106
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fabrizio Freda
Officer — President and CEO · Director
Period of report
Nov 5, 2015
Accepted (ET)
Nov 6, 2015 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | Nov 5, 2015 | S | 11,501 | $86.38 | D | 78,867 | D | |
| Class A Common StockF2,F4,F5 | Nov 5, 2015 | S | 5,693 | $86.65 | D | 73,174 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on March 5, 2015.
- F2The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- F3Sales prices range from $85.58 to $86.57 per share, inclusive.
- F4Sales prices range from $86.58 to $86.75 per share, inclusive.
- F5The Reporting Person has stock options to purchase at various prices 1,347,762 shares of Class A Common Stock, 932,151 of which are currently exercisable. In addition, the Reporting Person currently has Restricted Stock Units in respect of 150,622 shares of Class A Common Stock expected to vest at various times through October 2018.