SEC Form 4 · accession 0001001250-15-000037
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Demsey
Officer — Group President
Period of report
May 7, 2015
Accepted (ET)
May 7, 2015 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 7, 2015 | M | 21,009 | $67.31 | A | 85,514 | D | |
| Class A Common Stock | May 7, 2015 | S | 35,009 | $86.86 | D | 50,505 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2,F3,F1 | $67.31 | May 7, 2015 | M | 21,009 | D | Jan 1, 2015 | Sep 4, 2023 | Class A Common Stock | 21,009 | 42,020 | D |
Explanation of responses
- F1Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 21,009 shares exercisable from and after January 1, 2015; 21,010 shares exercisable from and after January 1, 2016; 21,010 shares exercisable from and after January 1, 2017.
- F2Not Applicable
- F3In addition to the remaining options described in the table, the Reporting Person also has options to purchase at various prices 101,895 shares of Class A Common Stock, none of which are currently exercisable.