SEC Form 4 · accession 0001001250-15-000034
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sara E Moss
Officer — Exec. VP, Gen. Counsel
Period of report
Mar 25, 2015
Accepted (ET)
Mar 26, 2015 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 25, 2015 | M | 25,000 | $49.09 | A | 98,293 | D | |
| Class A Common StockF3,F4 | Mar 25, 2015 | S | 25,000 | $85.08 | D | 73,293 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F1,F5,F6 | $49.09 | Mar 25, 2015 | M | 25,000 | D | Jan 1, 2013 | Sep 1, 2021 | Class A Common Stock | 25,000 | 24,910 | D |
Explanation of responses
- F1Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 16,636 shares exercisable from and after January 1, 2013; 16,636 shares exercisable from and after January 1, 2014; and 16,638 shares exercisable from and after January 1, 2015.
- F2The sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on February 17, 2015.
- F3The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- F4Sales prices range from $85.00 to $85.27 per share, inclusive.
- F5Not applicable.
- F6These options are exercisable. In addition, the Reporting Person also has options to purchase at various prices 103,573 shares of Class A Common Stock, 39,061 of which are currently exercisable.