SEC Form 4 · accession 0001001250-15-000009
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cedric Prouve
Officer — Group President, International
Period of report
Feb 19, 2015
Accepted (ET)
Feb 20, 2015 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 19, 2015 | M | 100,000 | $29.04 | A | 272,555 | D | |
| Class A Common StockF2 | Feb 19, 2015 | M | 89,812 | $49.09 | A | 362,367 | D | |
| Class A Common StockF3,F4 | Feb 19, 2015 | S | 189,812 | $81.12 | D | 172,555 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1,F5 | $29.04 | Feb 19, 2015 | M | 100,000 | D | Jan 1, 2012 | Sep 2, 2020 | Class A Common Stock | 100,000 | 0 | D |
| Option (right to buy)F2,F5,F6 | $49.09 | Feb 19, 2015 | M | 89,812 | D | Jan 1, 2013 | Sep 1, 2021 | Class A Common Stock | 89,812 | 0 | D |
Explanation of responses
- F1Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 50,344 shares exercisable from and after January 1, 2012; 50,344 shares exercisable from and after January 1, 2013 and 50,344 shares exercisable from and after January 1, 2014.
- F2Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 29,936 shares exercisable from and after January 1, 2013; 29,938 shares exercisable from and after January 1, 2014 and 29,938 shares exercisable from and after January 1, 2015.
- F3The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- F4Sales prices range from $81.00 to $81.30 per share, inclusive.
- F5Not Applicable
- F6The Reporting Person also has options to purchase at various prices 180,404 shares of Class A Common Stock, 70,814 of which are currently exercisable.