SEC Form 4 · accession 0001001250-15-000005
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul J Fribourg
Director
Period of report
Feb 13, 2015
Accepted (ET)
Feb 17, 2015 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 13, 2015 | M | 3,390 | $22.13 | A | 7,390 | D | |
| Class A Common StockF1 | Feb 13, 2015 | M | 2,700 | $16.81 | A | 10,090 | D | |
| Class A Common StockF1 | Feb 13, 2015 | M | 2,000 | $23.32 | A | 12,090 | D | |
| Class A Common Stock | Feb 13, 2015 | S | 8,090 | $82.50 | D | 4,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F1,F2 | $22.13 | Feb 13, 2015 | M | 3,390 | D | Nov 9, 2008 | Nov 9, 2017 | Class A Common Stock | 3,390 | 0 | D |
| Option (Right to Buy)F1,F2 | $16.81 | Feb 13, 2015 | M | 2,700 | D | Nov 7, 2009 | Nov 7, 2018 | Class A Common Stock | 2,700 | 0 | D |
| Option (Right to Buy)F1,F2,F3 | $23.32 | Feb 13, 2015 | M | 2,000 | D | Nov 13, 2010 | Nov 13, 2019 | Class A Common Stock | 2,000 | 11,216 | D |
Explanation of responses
- F1Stock Options granted pursuant to the Issuer's Non-Employee Director Share Incentive Plan.
- F2Not Applicable.
- F3The Reporting Person also has options to purchase at various prices 29,611 shares of Class A Common Stock, 25,237 of which are currently exercisable.