SEC Form 4 · accession 0001001250-15-000004
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul J Fribourg
Director
Period of report
Feb 11, 2015
Accepted (ET)
Feb 11, 2015 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 11, 2015 | M | 9,114 | $22.13 | A | 13,114 | D | |
| Class A Common StockF2,F3 | Feb 11, 2015 | S | 9,114 | $80.51 | D | 4,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F1,F4,F5 | $22.13 | Feb 11, 2015 | M | 9,114 | D | Nov 9, 2008 | Nov 9, 2017 | Class A Common Stock | 9,114 | 3,390 | D |
Explanation of responses
- F1Stock Options granted pursuant to the Issuer's Non-Employee Director Share Incentive Plan.
- F2The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- F3Sales prices range from $80.50 to $80.54 per share, inclusive.
- F4Not Applicable.
- F5The Reporting Person also has options to purchase at various prices 48,917 shares of Class A Common Stock, 44,543 of which are currently exercisable.