SEC Form 4 · accession 0001001250-15-000003
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexandra C. Trower
Officer — EVP - Global Communications
Period of report
Feb 9, 2015
Accepted (ET)
Feb 9, 2015 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 9, 2015 | M | 15,344 | $49.085 | A | 19,059 | D | |
| Class A Common StockF2 | Feb 9, 2015 | M | 13,274 | $59.78 | A | 32,333 | D | |
| Class A Common StockF3 | Feb 9, 2015 | M | 8,133 | $67.31 | A | 40,466 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F4,F1 | $49.085 | Feb 9, 2015 | M | 15,344 | D | Jan 1, 2013 | Sep 1, 2021 | Class A Common Stock | 15,344 | 0 | D |
| Option (right to buy)F4,F2 | $59.78 | Feb 9, 2015 | M | 13,274 | D | Jan 1, 2014 | Sep 4, 2022 | Class A Common Stock | 13,274 | 13,275 | D |
| Option (right to buy)F4,F5,F3 | $67.31 | Feb 9, 2015 | M | 8,133 | D | Jan 1, 2015 | Sep 4, 2023 | Class A Common Stock | 8,133 | 16,266 | D |
Explanation of responses
- F1Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 15,344 shares exercisable from and after January 1, 2013; 15,344 shares exercisable from and after January 1, 2014; 15,344 shares exercisable from and after January 1, 2015.
- F2Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 13,274 shares exercisable from and after January 1, 2014; 13,274 shares exercisable from and after January 1, 2015; 13,275 shares exercisable from and after January 1, 2016.
- F3Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,133 shares exercisable from and after January 1, 2015; 8,133 shares exercisable from and after January 1, 2016; 8,133 shares exercisable from and after January 1, 2017.
- F4Not Applicable
- F5In addition to the remaining options described in the table, the Reporting Person also has options to purchase 54,267 shares of Class A Common Stock at various prices, none of which are exercisable.