SEC Form 4 · accession 0001001250-15-000002
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Demsey
Officer — Group President
Period of report
Feb 9, 2015
Accepted (ET)
Feb 9, 2015 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 9, 2015 | M | 31,704 | $49.09 | A | 108,209 | D | |
| Class A Common StockF2 | Feb 9, 2015 | M | 31,982 | $59.78 | A | 140,191 | D | |
| Class A Common StockF3,F4 | Feb 9, 2014 | S | 75,686 | $79.07 | D | 64,505 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1,F5 | $49.09 | Feb 9, 2015 | M | 31,704 | D | Jan 1, 2013 | Sep 1, 2021 | Class A Common Stock | 31,704 | 0 | D |
| Option (right to buy)F2,F5,F6 | $59.78 | Feb 9, 2015 | M | 31,982 | D | Jan 1, 2014 | Sep 4, 2022 | Class A Common Stock | 31,982 | 31,982 | D |
Explanation of responses
- F1Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 31,702 shares exercisable from and after January 1, 2013; 31,704 shares exercisable from and after January 1, 2014; 31,704 shares exercisable from and after January 1, 2015.
- F2Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 31,982 shares exercisable from and after January 1, 2014; 31,982 shares exercisable from and after January 1, 2015; 31,982 shares exercisable from and after January 1, 2016.
- F3The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- F4Sales prices range from $79.06 to $79.10 per share, inclusive.
- F5Not Applicable
- F6In addition to the remaining options described in the table, the Reporting Person also has options to purchase at various prices 164,924 shares of Class A Common Stock, 21,009 of which are currently exercisable.