SEC Form 4 · accession 0001001250-15-000001
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sara E Moss
Officer — Exec. VP, Gen. Counsel
Period of report
Feb 6, 2015
Accepted (ET)
Feb 9, 2015 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 6, 2015 | M | 25,000 | $26.42 | A | 98,293 | D | |
| Class A Common StockF2,F3 | Feb 6, 2015 | S | 25,000 | $80.40 | D | 73,293 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F1,F4,F5 | $26.42 | Feb 6, 2015 | M | 25,000 | D | Jan 1, 2010 | Sep 11, 2018 | Class A Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 16,666 shares exercisable from and after January 1, 2010; 16,666 shares exercisable from and after January 1, 2011; and 16,668 shares exercisable from and after January 1, 2012.
- F2The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- F3Sales prices range from $80.00 to $80.80 per share, inclusive.
- F4Not applicable.
- F5The Reporting Person also has options to purchase at various prices 153,483 shares of Class A Common Stock, 88,971 of which are currently exercisable.