SEC Form 4 · accession 0001209191-17-051084
SANGAMO THERAPEUTICS, INC · SGMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curt A. Herberts III
Officer — Sr.VP & Chief Business Officer
Period of report
Sep 1, 2017
Accepted (ET)
Sep 1, 2017 · 6:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001233
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 1, 2017 | S | 4,684 | $15.00 | D | 15,833 | D | |
| Common Stock | Sep 1, 2017 | M | 10,316 | $5.41 | A | 26,149 | D | |
| Common Stock | Sep 1, 2017 | S | 10,316 | $15.00 | D | 15,833 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $5.41 | Sep 1, 2017 | M | 10,316 | D | — | Dec 5, 2022 | Common Stock | 10,316 | 5,830 | D |
Explanation of responses
- F1All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 22, 2017.
- F2The shares underlying the stock option are fully vested and exercisable.