SEC Form 4 · accession 0001144204-15-010744

SANGAMO THERAPEUTICS, INC · SGMO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

Other

Other

Other

Period of report

Jul 17, 2013

Accepted (ET)

Feb 18, 2015 · 6:37 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001001233

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Jul 17, 2013	P	19,200	$9.7862	A	3,645,703	D
Common Stock^F1	Jul 17, 2013	S	19,200	$10.235	D	3,626,503	D
Common Stock^F2,F1	Jul 17, 2013	S	29,070	$10.2129	D	3,626,503	D
Common Stock^F2,F1	Jul 18, 2013	S	74,035	$10.0155	D	3,626,503	D
Common Stock^F1	Jul 19, 2013	S	23,040	$9.7744	D	3,603,463	D
Common Stock^F2,F1	Jul 19, 2013	S	76,800	$9.85	D	3,603,463	D
Common Stock^F2,F1	Jul 19, 2013	S	4,532	$9.85	D	3,603,463	D
Common Stock^F2,F1	Jul 19, 2013	S	105,522	$9.85	D	3,603,463	D
Common Stock^F1	Jul 22, 2013	S	76,801	$9.56	D	3,526,662	D
Common Stock^F1	Jul 22, 2013	S	11,520	$9.565	D	3,515,142	D
Common Stock^F1	Jul 22, 2013	S	23,042	$9.60	D	3,492,100	D
Common Stock^F1	Jul 23, 2013	S	5,012	$9.3652	D	3,487,088	D
Common Stock^F1	Jul 25, 2013	S	4,071	$9.5135	D	3,483,017	D
Common Stock^F1	Jul 25, 2013	S	191,999	$9.495	D	3,291,018	D
Common Stock^F1	Jul 25, 2013	S	19,200	$10.00	D	3,271,818	D
Common Stock^F1	Jul 25, 2013	S	76,800	$9.91	D	3,195,018	D
Common Stock^F1,F3	Jul 25, 2013	S	76,800	$10.00	D	3,118,218	D

No Table II lines on this filing.

F1The reported securities are owned by RA Capital Healthcare Fund, L.P. (the "Fund"). RA Capital Management, LLC (the "Adviser") is the general partner of the Fund, and Peter Kolchinsky is the sole manager of the Adviser. The Adviser and Mr. Kolchinsky disclaim beneficial ownership of the reported securities in reliance on Rule 16a-1(a)(1)(v) and (vii), respectively, and therefore disclaim any obligation to report ownership of the reported securities other than on behalf of the Fund. The filing of this Form 4 shall not be construed as an admission that either the Adviser or Mr. Kolchinsky is or was, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any of the securities reported herein. The number of shares reported in Column 5 of Table I reflects the number of shares beneficially owned by the Fund as of the time of the last transaction reported herein.
F2The Fund borrowed shares for delivery against the sale.
F3On June 26, 2013, the Fund became a beneficial owner of more than ten percent of the outstanding shares the issuer's common stock and therefore became subject to Section 16 of the Securities Exchange Act of 1934. On July 25, 2013, the Fund ceased to be a beneficial owner of more than ten percent of the outstanding shares of the issuer's common stock and ceased to be subject to Section 16.