SEC Form 4 · accession 0001140361-15-027517
SANGAMO THERAPEUTICS, INC · SGMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry Ward Wolff
Officer — Exec VP & CFO
Period of report
Jul 10, 2015
Accepted (ET)
Jul 14, 2015 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001233
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 10, 2015 | M | 6,102 | $3.45 | A | 205,974 | D | |
| Common StockF1 | Jul 10, 2015 | S | 6,102 | $10.00 | D | 199,872 | D | |
| Common StockF1 | Jul 13, 2015 | M | 3,898 | $3.45 | A | 203,770 | D | |
| Common StockF1 | Jul 13, 2015 | S | 3,898 | $10.00 | D | 199,872 | D | |
| Common StockF1 | Jul 13, 2015 | S | 2,000 | $10.00 | D | 197,872 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $3.45 | Jul 10, 2015 | M | 6,102 | A | — | Dec 9, 2018 | Common Stock | 6,201 | 115,898 | D |
| Employee Stock Option (Right to Buy)F3 | $3.45 | Jul 13, 2015 | M | 3,898 | A | — | Dec 9, 2018 | Common Stock | 3,898 | 112,000 | D |
Explanation of responses
- F1Includes 15,000, 23,333 and 37,500 shares subject to RSUs granted on December 6, 2012, December 12, 2013 and December 11, 2014 respectively that will be issued as such units vest in accordance with their terms.
- F2All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 11, 2014, as amended.
- F3All shares underlying this option are vested and immediately exercisable.