SEC Form 4 · accession 0001140361-15-017802
SANGAMO THERAPEUTICS, INC · SGMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William R Ringo
Director
Period of report
May 4, 2015
Accepted (ET)
May 5, 2015 · 7:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001233
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 4, 2015 | M | 1,200 | $6.41 | A | 2,000 | D | |
| Common Stock | May 4, 2015 | M | 1,800 | $6.05 | A | 3,800 | D | |
| Common StockF2 | May 4, 2015 | S | 3,000 | $12.9758 | D | 800 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $6.41 | May 4, 2015 | M | 1,200 | A | — | May 31, 2021 | Common Stock | 1,200 | 0 | D |
| Stock Option (Right to Buy)F3 | $6.05 | May 4, 2015 | M | 1,800 | A | — | Apr 15, 2020 | Common Stock | 1,800 | 33,200 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 3, 2014, as amended.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.74 to $13.24, inclusive. The Reporting Person undertakes to provide to Sangamo BioSciences, Inc., any security holder of Sangamo BioSciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- F3All shares underlying this option are vested and immediately exercisable.