SEC Form 4 · accession 0001140361-15-010314
SANGAMO THERAPEUTICS, INC · SGMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip D Gregory
Officer — SVP of Research & CSO
Period of report
Mar 2, 2015
Accepted (ET)
Mar 4, 2015 · 8:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001233
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 2, 2015 | M | 4,000 | $13.98 | A | 120,410 | D | |
| Common StockF1 | Mar 2, 2015 | M | 3,000 | $3.45 | A | 123,410 | D | |
| Common StockF1 | Mar 2, 2015 | M | 5,000 | $5.35 | A | 128,410 | D | |
| Common StockF1 | Mar 2, 2015 | M | 3,000 | $5.70 | A | 131,410 | D | |
| Common StockF3,F1 | Mar 2, 2015 | S | 15,000 | $17.2625 | D | 116,410 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $13.98 | Mar 2, 2015 | M | 4,000 | D | — | Dec 11, 2017 | Common Stock | 4,000 | 74,000 | D |
| Employee Stock Option (Right to Buy)F4 | $3.45 | Mar 2, 2015 | M | 3,000 | D | — | Dec 9, 2018 | Common Stock | 3,000 | 25,500 | D |
| Employee Stock Option (Right to Buy)F4 | $5.35 | Mar 2, 2015 | M | 5,000 | D | — | Dec 6, 2019 | Common Stock | 5,000 | 35,000 | D |
| Employee Stock Option (Right to Buy)F4 | $5.70 | Mar 2, 2015 | M | 3,000 | D | — | Dec 7, 2020 | Common Stock | 3,000 | 45,172 | D |
Explanation of responses
- F1Includes 13,333, 23,333 and 37,500 shares subject to RSUs granted on December 6, 2012, December 12, 2013 and December 11, 2014 respectively, which will be issued as such units vest in accordance with their terms.
- F2The sales reported in this Form 4 were effected pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on February 19, 2014.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.23 to $17.33, inclusive. The Reporting Person undertakes to provide to Sangamo BioSciences, Inc., any security holder of Sangamo BioSciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- F4All shares underlying this option are vested and immediately exercisable.