SEC Form 4 · accession 0001140361-15-000853
SANGAMO THERAPEUTICS, INC · SGMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John William Larson
Director
Period of report
Jan 5, 2015
Accepted (ET)
Jan 6, 2015 · 7:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001233
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 5, 2015 | M | 5,000 | $5.03 | A | 219,660 | D | |
| Common Stock | Jan 5, 2015 | M | 10,000 | $7.77 | A | 229,660 | D | |
| Common StockF2 | Jan 5, 2015 | S | 15,000 | $15.1033 | D | 214,660 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $5.03 | Jan 5, 2015 | M | 5,000 | D | — | Jun 20, 2022 | Common Stock | 5,000 | 0 | D |
| Stock Option (Right to Buy)F3 | $7.77 | Jan 5, 2015 | M | 10,000 | D | — | Jun 11, 2023 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on June 26, 2014.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.255, inclusive. The Reporting Person undertakes to provide to Sangamo BioSciences, Inc., any security holder of Sangamo BioSciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- F3All shares underlying this option are vested and immediately exercisable.