SEC Form 4 · accession 0001179110-18-008330
BROADWAY FINANCIAL CORP \DE\ · BYFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brenda J Battey
Officer — SVP/Chief Financial Officer
Period of report
Jun 7, 2018
Accepted (ET)
Jun 11, 2018 · 3:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 7, 2018 | D | 169 | $2.10 | D | 3,833 | D | |
| Common Stock | Jun 8, 2018 | D | 413 | $2.04 | D | 3,420 | D | |
| Common Stock | Jun 8, 2018 | D | 387 | $2.03 | D | 3,033 | D | |
| Common Stock | Jun 8, 2018 | D | 100 | $2.12 | D | 2,933 | D | |
| Common Stock | Jun 8, 2018 | D | 400 | $2.08 | D | 2,533 | D | |
| Common Stock | Jun 8, 2018 | D | 100 | $2.14 | D | 2,433 | D | |
| Common Stock | Jun 8, 2018 | D | 200 | $2.17 | D | 2,233 | D | |
| Common Stock | Jun 8, 2018 | D | 400 | $2.10 | D | 1,833 | D |
Table II — derivative securities
No Table II lines on this filing.