SEC Form 4/A · accession 0001179110-17-015886
BROADWAY FINANCIAL CORP \DE\ · BYFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert C Davidson Jr.
Director
Period of report
Dec 6, 2017
Accepted (ET)
Dec 27, 2017 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 6, 2017 | D | 470 | $2.20 | D | 73,539 | D | |
| Common Stock | Dec 7, 2017 | D | 100 | $2.20 | D | 73,439 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The correct number of shares sold on December 6, 2017 was 470 shares; not the 250 shares previously reported.
- F2Amount of securities beneficially owned following reported transactions was updated to reflect a correction made to the number of shares sold on December 6, 2017.