SEC Form 4 · accession 0001179110-17-015468
BROADWAY FINANCIAL CORP \DE\ · BYFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brenda J Battey
Officer — SVP/Chief Financial Officer
Period of report
Dec 14, 2017
Accepted (ET)
Dec 18, 2017 · 3:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2017 | D | 400 | $2.17 | D | 9,602 | D | |
| Common Stock | Dec 14, 2017 | D | 110 | $2.10 | D | 9,492 | D | |
| Common Stock | Dec 14, 2017 | D | 90 | $2.08 | D | 9,402 | D | |
| Common Stock | Dec 14, 2017 | D | 2,300 | $2.09 | D | 7,102 | D | |
| Common Stock | Dec 14, 2017 | D | 100 | $2.16 | D | 7,002 | D | |
| Common Stock | Dec 15, 2017 | D | 485 | $2.08 | D | 6,517 | D | |
| Common Stock | Dec 15, 2017 | D | 400 | $2.09 | D | 6,117 | D | |
| Common Stock | Dec 15, 2017 | D | 2,115 | $2.10 | D | 4,002 | D |
Table II — derivative securities
No Table II lines on this filing.