SEC Form 4 · accession 0001179110-17-015011
BROADWAY FINANCIAL CORP \DE\ · BYFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brenda J Battey
Officer — SVP/Chief Financial Officer
Period of report
Dec 4, 2017
Accepted (ET)
Dec 6, 2017 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 4, 2017 | D | 560 | $2.21 | D | 14,273 | D | |
| Common Stock | Dec 4, 2017 | D | 2 | $2.20 | D | 14,271 | D | |
| Common Stock | Dec 4, 2017 | D | 93 | $2.19 | D | 14,178 | D | |
| Common Stock | Dec 4, 2017 | D | 1,345 | $2.18 | D | 12,833 | D | |
| Common Stock | Dec 5, 2017 | D | 600 | $2.17 | D | 12,233 | D | |
| Common Stock | Dec 5, 2017 | D | 100 | $2.22 | D | 12,133 | D | |
| Common Stock | Dec 5, 2017 | D | 100 | $2.23 | D | 12,033 | D | |
| Common Stock | Dec 5, 2017 | D | 630 | $2.21 | D | 11,403 | D | |
| Common Stock | Dec 5, 2017 | D | 200 | $2.20 | D | 11,203 | D | |
| Common Stock | Dec 5, 2017 | D | 100 | $2.18 | D | 11,103 | D |
Table II — derivative securities
No Table II lines on this filing.