SEC Form 4 · accession 0001179110-17-014786
BROADWAY FINANCIAL CORP \DE\ · BYFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brenda J Battey
Officer — SVP/Chief Financial Officer
Period of report
Nov 30, 2017
Accepted (ET)
Dec 1, 2017 · 5:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2017 | D | 300 | $2.20 | D | 17,633 | D | |
| Common Stock | Nov 30, 2017 | D | 200 | $2.23 | D | 17,433 | D | |
| Common Stock | Nov 30, 2017 | D | 100 | $2.22 | D | 17,333 | D | |
| Common Stock | Nov 30, 2017 | D | 500 | $2.21 | D | 16,833 | D | |
| Common Stock | Dec 1, 2017 | D | 800 | $2.21 | D | 16,033 | D | |
| Common Stock | Dec 1, 2017 | D | 800 | $2.25 | D | 15,233 | D | |
| Common Stock | Dec 1, 2017 | D | 200 | $2.23 | D | 15,033 | D | |
| Common Stock | Dec 1, 2017 | D | 200 | $2.22 | D | 14,833 | D |
Table II — derivative securities
No Table II lines on this filing.