SEC Form 4/A · accession 0001179110-17-014583
BROADWAY FINANCIAL CORP \DE\ · BYFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert C Davidson Jr.
Director
Period of report
Nov 17, 2017
Accepted (ET)
Nov 22, 2017 · 5:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 17, 2017 | D | 1,500 | $2.30 | D | 94,765 | D | |
| Common StockF1 | Nov 20, 2017 | D | 8,300 | $2.25 | D | 86,465 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Adjusted to reflect correct amount of securities beneficially owned following reported transactions.