SEC Form 4/A · accession 0001179110-17-014582
BROADWAY FINANCIAL CORP \DE\ · BYFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert C Davidson Jr.
Director
Period of report
Nov 14, 2017
Accepted (ET)
Nov 22, 2017 · 5:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 14, 2017 | D | 6,569 | $2.3591 | D | 109,017 | D | |
| Common StockF1 | Nov 15, 2017 | D | 12,752 | $2.3002 | D | 96,265 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Adjusted to reflect correct amount of securities beneficially owned following reported transaction.