SEC Form 4 · accession 0001179110-17-014236
BROADWAY FINANCIAL CORP \DE\ · BYFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brenda J Battey
Officer — SVP/Chief Financial Officer
Period of report
Nov 16, 2017
Accepted (ET)
Nov 16, 2017 · 6:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2017 | D | 100 | $2.30 | D | 23,033 | D | |
| Common Stock | Nov 16, 2017 | D | 100 | $2.33 | D | 22,933 | D | |
| Common Stock | Nov 16, 2017 | D | 100 | $2.35 | D | 22,833 | D |
Table II — derivative securities
No Table II lines on this filing.