SEC Form 4 · accession 0001179110-17-014118
BROADWAY FINANCIAL CORP \DE\ · BYFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brenda J Battey
Officer — SVP/Chief Financial Officer
Period of report
Nov 14, 2017
Accepted (ET)
Nov 14, 2017 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2017 | D | 200 | $2.40 | D | 23,733 | D | |
| Common Stock | Nov 14, 2017 | D | 200 | $2.41 | D | 23,533 | D | |
| Common STock | Nov 14, 2017 | D | 200 | $2.45 | D | 23,333 | D |
Table II — derivative securities
No Table II lines on this filing.