SEC Form 4 · accession 0001179110-17-006226
BROADWAY FINANCIAL CORP \DE\ · BYFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Wayne-Kent A. Bradshaw
Officer — President/CEO · Director
Period of report
Apr 26, 2017
Accepted (ET)
Apr 27, 2017 · 6:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001171
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Apr 26, 2017 | A | 129,270 | A | — | Apr 26, 2017 | Common Stock | 129,270 | 268,984 | D |
Explanation of responses
- F1Restricted Stock Units ("RSU") vesting on April 26, 2019 or earlier in certain events. Each RSU represents the right to receive cash equal to the fair market value of one share of common stock on the vesting date or such later date as may be required by the TARP compensation rules of the US Treasury Department.