SEC Form 4 · accession 0001661534-16-000004
DISH Network CORP · DISH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Swieringa
Officer — EVP, Operations
Period of report
Aug 12, 2016
Accepted (ET)
Aug 16, 2016 · 7:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001082
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 12, 2016 | M | 3,000 | $21.59 | A | 3,137 | D | |
| Class A Common StockF2,F1 | Aug 12, 2016 | S | 3,000 | $51.01 | D | 137 | D | |
| Class A Common StockF3 | holding | — | — | — | 1,012 | I | I |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $21.59 | Aug 12, 2016 | M | 3,000 | D | — | Mar 31, 2021 | Class A Common Stock | 3,000 | 0 | D |
Explanation of responses
- F1Includes shares acquired under the Company's Employee Stock Purchase Plan.
- F2Based on a weighted average sales price. The shares reported in this transaction were sold at prices ranging from $50.99 to $51.03. Information regarding the number of shares sold at each seperate price will be made available upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.
- F3By 401(k).
- F4The shares underlying the option vest at the rate of 20% per year, commencing on March 31, 2012.