SEC Form 4 · accession 0001661533-16-000008
DISH Network CORP · DISH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven E Swain
Officer — SVP & Chief Financial Officer
Period of report
Dec 8, 2016
Accepted (ET)
Dec 12, 2016 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001082
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Dec 8, 2016 | M | 2,000 | $22.28 | A | 2,591 | D | |
| Class A Common StockF2 | Dec 8, 2016 | S | 2,000 | $60.00 | D | 591 | D | |
| Class A Common StockF3 | holding | — | — | — | 356 | I | I |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $22.28 | Dec 8, 2016 | M | 2,000 | D | — | Sep 30, 2021 | Class A Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan.
- F2Includes shares acquired under the Company's Employee Stock Purchase Plan.
- F3By 401(k).
- F4The shares underlying the options vest at the rate of 20% per year, commencing on September 30, 2012.