SEC Form 4 · accession 0001661530-17-000002
DISH Network CORP · DISH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Warren Schlichting
Officer — EVP, Ad Sales, Mkrtg & Progmm
Period of report
Mar 30, 2017
Accepted (ET)
Apr 3, 2017 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001082
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Mar 30, 2017 | M | 8,878 | $22.28 | A | 11,306 | D | |
| Class A Common StockF2 | Mar 30, 2017 | S | 8,878 | $61.90 | D | 2,428 | D | |
| Class A Common StockF3 | holding | — | — | — | 304 | I | I |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $22.28 | Mar 30, 2017 | M | 8,878 | D | — | Mar 31, 2017 | Class A Common Stock | 8,878 | 0 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan.
- F2Includes shares acquired under the Company's Employee Stock Purchase Plan.
- F3By 401(k).
- F4The grant is subject to achievement of certain performance criteria prior to December 31, 2015 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the issuer's securities.