SEC Form 3 · accession 0001661530-15-000008
DISH Network CORP · DISH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Neylon
Officer — EVP, Cust. Acq & Retention
Period of report
Dec 11, 2015
Accepted (ET)
Dec 21, 2015 · 1:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001082
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | holding | — | — | — | 194 | D | ||
| Class A Common StockF2 | holding | — | — | — | 736 | I | I |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $36.40 | holding | — | — | — | — | Jan 1, 2023 | Class A Common Stock | 24,000 | — | D |
| Restricted Stock UnitsF4,F3 | — | holding | — | — | — | — | Jan 1, 2023 | Class A Common Stock | 12,000 | — | D |
| Employee Stock Option (Right to Buy)F5 | $21.59 | holding | — | — | — | — | Mar 31, 2021 | Class A Common Stock | 1,000 | — | D |
| Employee Stock Option (Right to Buy)F6 | $27.90 | holding | — | — | — | — | Jun 30, 2021 | Class A Common Stock | 10,000 | — | D |
Explanation of responses
- F1Includes shares acquired under the Company's Employee Stock Purchase Plan.
- F2By 401(k).
- F3The grant is subject to achievement of certain performance criteria performance criteria prior to September 30, 2022 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities.
- F4Each unit converts upon vesting into one share of stock, which will be issued to the reporting person immediately upon vesting.
- F5The shares underlying the option vest at the rate of 20% per year, commencing on March 31, 2012.
- F6The shares underlying the option vest at the rate of 20% per year, commencing on June 30, 2012.