SEC Form 4 · accession 0001404430-16-000008
DISH Network CORP · DISH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Stanton Dodge
Officer — EVP, Gen Counsel & Sec
Period of report
May 31, 2016
Accepted (ET)
Jun 2, 2016 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001082
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | May 31, 2016 | M | 20,000 | $21.59 | A | 20,637 | D | |
| Class A Common StockF3,F2 | May 31, 2016 | S | 20,000 | $48.79 | D | 637 | D | |
| Class A Common StockF4 | holding | — | — | — | 3,288 | I | I |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $21.59 | May 31, 2016 | M | 20,000 | D | — | Mar 31, 2021 | Class A Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10B5-1 trading plan.
- F2Includes shares acquired under the Company's Employee Stock Purchase Plan.
- F3Based upon a weighted average sales price. The shares reported in this transaction were sold at prices ranging from $48.61 to $49.04. Information regarding the number of shares sold at each seperate price will be made available upon requrest by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.
- F4By 401(k).
- F5The options vest at the rate of 20% per year, commencing on March 31, 2012.