SEC Form 4 · accession 0001327225-17-000004
DISH Network CORP · DISH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tom A Ortolf
Director
Period of report
May 3, 2017
Accepted (ET)
May 5, 2017 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001082
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 3, 2017 | M | 5,000 | $27.78 | A | 5,000 | D | |
| Class A Common StockF1 | May 3, 2017 | S | 5,000 | $60.55 | D | 0 | D | |
| Class A Common StockF2 | holding | — | — | — | 60,000 | I | I | |
| Class A Common StockF3 | holding | — | — | — | 200 | I | I |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common StcokF4 | $27.78 | May 3, 2017 | M | 5,000 | D | — | Jun 30, 2017 | Class A Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Based on a weighted average sales price. The shares reported in this transaction were sold at prices ranging from $60.55 to $60.56. Information regarding the number of shares sold at each separate price will be made available upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.
- F2By Partnership. The reporting person is a partner of the partnership that owns the reported securities.
- F3The shares are held by the reporting person's son who has sole voting and investment control over the shares. The reporting person disclaims beneficial ownership of the shares.
- F4The shares underlying the option were 100% vested upon the date of the grant.