SEC Form 4 · accession 0001118042-16-000002
DISH Network CORP · DISH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl E Vogel
Director · Other
Period of report
Sep 26, 2016
Accepted (ET)
Sep 28, 2016 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001082
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Sep 26, 2016 | M | 60,000 | $22.45 | A | 70,165 | D | |
| Class A Common StockF3,F2 | Sep 26, 2016 | S | 30,000 | $53.54 | D | 40,165 | D | |
| Class A Common StockF4 | holding | — | — | — | 1,398 | I | I |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $22.45 | Sep 26, 2016 | M | 60,000 | D | — | Sep 30, 2016 | Class A Common Stock | 60,000 | 0 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected purusant to a 10b5-1 trading plan.
- F2Includes shares acquired under the Company's Employee Stock Purchase Plan.
- F3Based on a weighted average sales price. The shares reported in this transaction were sold at prices ranging from $53.34 to $53.79. Information regarding the number of shares sold at each separate price will be made available upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.
- F4By 401(k).
- F5The options vest at the rate of 20% per year, commencing on September 30, 2007.