SEC Form 4 · accession 0001001039-19-000073
WALT DISNEY CO/ · DIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brent Woodford
Officer — EVP, Control, Fin Plan & Tax
Period of report
Feb 21, 2019
Accepted (ET)
Feb 22, 2019 · 7:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Disney Common Stock | Feb 21, 2019 | M | 2,000 | $39.6475 | A | 26,517 | D | |
| Disney Common StockF1 | Feb 21, 2019 | S | 2,000 | $114.35 | D | 24,517 | D | |
| Disney Common Stock | holding | — | — | — | 100 | I | By Spouse in IRA | |
| Disney Common StockF2 | holding | — | — | — | 281 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $39.6475 | Feb 21, 2019 | M | 2,000 | D | — | Jan 26, 2021 | Disney Common Stock | 2,000 | 30,000 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- F2Shares held in The Walt Disney Stock Fund as of February 21, 2019. The Fund is one investment option in the 401(k) Plan and contains Company matching contributions.
- F3The option is fully vested.