SEC Form 4 · accession 0001001039-19-000035
WALT DISNEY CO/ · DIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Iger
Officer — Chairman and CEO · Director
Period of report
Dec 22, 2018
Accepted (ET)
Jan 3, 2019 · 8:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Disney Common StockF1 | Dec 22, 2018 | M | 10,996 | $106.30 | A | 1,058,124 | D | |
| Disney Common StockF2 | Dec 22, 2018 | F | 10,996 | $106.30 | D | 1,047,128 | D | |
| Disney Common StockF3 | Dec 31, 2018 | M | 58,980 | $108.611 | A | 1,106,108 | D | |
| Disney Common StockF2 | Dec 31, 2018 | F | 27,857 | $108.611 | D | 1,078,251 | D | |
| Disney Common StockF4 | holding | — | — | — | 20,144 | I | By 401(k) | |
| Disney Common Stock | holding | — | — | — | 156 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF6,F5,F1 | — | Dec 22, 2018 | M | 10,996 | D | — | Dec 31, 2021 | Disney Common Stock | 10,996 | 235,922 | D |
| Restricted Stock UnitF5,F3 | — | Dec 31, 2018 | M | 58,980 | D | — | Dec 31, 2021 | Disney Common Stock | 58,980 | 176,942 | D |
Explanation of responses
- F1Vesting is limited to shares necessary to cover withholding obligations relating to future vestings.
- F2The shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction.
- F3Vesting of shares connected with grant under The Walt Disney Company's 2002 Executive Performance Plan and 2011 Stock Incentive Plan, previously reported on a Form 4 dated December 22, 2017.
- F4Shares held in The Walt Disney Stock Fund as of January 2, 2019. The Fund is one investment option in the 401(k) Plan and contains Company matching contributions.
- F5Converts at 1-for-1.
- F6The total also reflects an adjustment crediting the amount to include dividends accrued pursuant to a dividend reinvestment plan of the Company.