SEC Form 4 · accession 0001001039-19-000034
WALT DISNEY CO/ · DIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Zenia B. Mucha
Officer — SEVP Corporate Communications
Period of report
Dec 22, 2018
Accepted (ET)
Jan 3, 2019 · 8:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Disney Common StockF1 | Dec 22, 2018 | M | 192 | $106.30 | A | 57,980 | D | |
| Disney Common StockF2 | Dec 22, 2018 | F | 192 | $106.30 | D | 57,788 | D | |
| Disney Common StockF3 | holding | — | — | — | 2,605 | I | by 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF4,F1 | — | Dec 22, 2018 | M | 192 | D | — | Dec 19, 2021 | Disney Common Stock | 192 | 5,537 | D |
Explanation of responses
- F1Vesting is limited to shares necessary to cover withholding obligations relating to future vestings.
- F2The shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction.
- F3Shares held in The Walt Disney Stock Fund as of January 2, 2019. The Fund is one investment option in the 401(k) Plan and contains Company matching contributions.
- F4Converts at 1-for-1.