SEC Form 4 · accession 0001001039-17-000206
WALT DISNEY CO/ · DIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Jayne Parker
Officer — EVP and Chief HR Officer
Period of report
Nov 28, 2017
Accepted (ET)
Nov 30, 2017 · 8:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001039
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F1,F3 | — | Nov 28, 2017 | A | 1,493 | A | — | Dec 17, 2017 | Disney Common Stock | 1,493 | 1,493 | D |
| Restricted Stock UnitF4,F1,F3 | — | Nov 28, 2017 | A | 1,863 | A | — | Dec 18, 2017 | Disney Common Stock | 1,863 | 1,863 | D |
| Restricted Stock UnitF5,F1,F3 | — | Nov 28, 2017 | A | 7,744 | A | — | Dec 18, 2017 | Disney Common Stock | 7,744 | 7,744 | D |
| Restricted Stock UnitF6,F1,F3 | — | Nov 28, 2017 | A | 2,196 | A | — | Dec 19, 2017 | Disney Common Stock | 2,196 | 2,196 | D |
| Restricted Stock UnitF7,F1,F3 | — | Nov 28, 2017 | A | 1,579 | A | — | Dec 21, 2017 | Disney Common Stock | 1,579 | 1,579 | D |
Explanation of responses
- F1Converts at 1-for-1.
- F2Restricted stock units were awarded during the Company's 2016 fiscal year and were subject to performance conditions, which were satisfied as to 1,492.9428 shares (including accumulated dividend equivalents) on November 28, 2017.
- F3The stock unit award vests on the Expiration Date.
- F4Restricted stock units were awarded during the Company's 2015 fiscal year and were subject to performance conditions, which were satisfied as to 1,862.8325 shares (including accumulated dividend equivalents) on November 28, 2017.
- F5Restricted stock units were awarded during the Company's 2015 fiscal year and were subject to performance conditions, which were satisfied as to 7,743.9581 shares (including an adjustment to reflect the extent to which applicable performance criteria were met and accumulated dividend equivalents) on November 28, 2017.
- F6Restricted stock units were awarded during the Company's 2014 fiscal year and were subject to performance conditions, which were satisfied as to 2,196.4401 shares (including accumulated dividend equivalents) on November 28, 2017.
- F7Restricted stock units were awarded during the Company's 2017 fiscal year and were subject to performance conditions, which were satisfied as to 1,579.0121 shares (including accumulated dividend equivalents) on November 28, 2017.