SEC Form 4 · accession 0001001039-17-000183
WALT DISNEY CO/ · DIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sheryl Sandberg
Director
Period of report
Feb 9, 2017
Accepted (ET)
Oct 3, 2017 · 7:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Disney Common Stock | Feb 9, 2017 | G | 10 | $0.00 | D | 25,020 | D | |
| Disney Common StockF1 | Jun 2, 2017 | J | 16,808 | $0.00 | D | 8,212 | D | |
| Disney Common StockF2 | Sep 30, 2017 | A | 680 | $98.70 | A | 8,030 | D | |
| Disney Common Stock | holding | — | — | — | 17,845 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transfer of shares to a trust controlled by the reporting person.
- F2152 of such stock units have been credited to the reporting person's account under The Walt Disney Company's Amended and Restated 1997 Non-Employee Directors Stock and Deferred Compensation Plan (or the 2011 Stock Incentive Plan, as successor plan thereto), pursuant to the elective deferral provisions of the Plan. An additional 486.6 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors. The total also reflects an adjustment crediting the amount to include dividends accrued pursuant to a dividend reinvestment plan of the Company and a deduction for cash paid in lieu of fractional shares when stock units are converted to shares.