SEC Form 4 · accession 0001001039-17-000094
WALT DISNEY CO/ · DIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan E Arnold
Director
Period of report
May 11, 2017
Accepted (ET)
May 12, 2017 · 8:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Disney Common Stock | May 11, 2017 | M | 6,000 | $32.41 | A | 48,673 | D | |
| Disney Common Stock | May 11, 2017 | M | 6,143 | $31.47 | A | 54,816 | D | |
| Disney Common StockF1 | May 11, 2017 | S | 12,143 | $109.0179 | D | 42,673 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $32.41 | May 11, 2017 | M | 6,000 | D | — | Mar 3, 2018 | Disney Common Stock | 6,000 | 0 | D |
| Stock Option (Right to Buy)F2 | $31.47 | May 11, 2017 | M | 6,143 | D | — | Mar 1, 2020 | Disney Common Stock | 6,143 | 0 | D |
Explanation of responses
- F1Shares were sold in four incremental transactions pursuant to a single sell order. Sale prices of individual transactions ranged from $109.010 to $109.041. Upon request, the reporting person will provide to the Securities and Exchange Commission, to the Issuer of the securities herein, or to a securities holder the complete sales data, including the number of shares sold at each separate price.
- F2The option is fully vested.