SEC Form 4 · accession 0001001039-17-000038
WALT DISNEY CO/ · DIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan N Braverman
Officer — Sr EVP, General Counsel & Secy
Period of report
Jan 30, 2017
Accepted (ET)
Feb 1, 2017 · 8:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Disney Common Stock | Jan 30, 2017 | M | 50,000 | $31.12 | A | 199,805 | D | |
| Disney Common StockF1 | Jan 30, 2017 | S | 92,604 | $110.00 | D | 107,201 | D | |
| Disney Common StockF2 | holding | — | — | — | 11,350 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $31.12 | Jan 30, 2017 | M | 50,000 | D | — | Jan 13, 2020 | Disney Common Stock | 50,000 | 43,116 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- F2Shares held in The Walt Disney Stock Fund as of January 30, 2017. The Fund is one investment option in the 401(k) Plan and contains Company matching contributions.
- F3The option is fully vested.