SEC Form 4 · accession 0001001039-17-000033
WALT DISNEY CO/ · DIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christine M McCarthy
Officer — SEVP-Chief Financial Officer
Period of report
Jan 16, 2017
Accepted (ET)
Jan 17, 2017 · 8:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Disney Common StockF1 | Jan 16, 2017 | M | 1,950 | $107.625 | A | 120,919 | D | |
| Disney Common StockF2 | Jan 16, 2017 | F | 696 | $107.625 | D | 120,223 | D | |
| Disney Common StockF3 | holding | — | — | — | 3,712 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF4,F1 | — | Jan 16, 2017 | M | 1,950 | D | — | Jan 16, 2017 | Disney Common Stock | 1,950 | 0 | D |
Explanation of responses
- F1Vesting of shares connected with grant under The Walt Disney Company's 2002 Executive Performance Plan and 2011 Stock Incentive Plan, previously reported on a Form 4 dated December 1, 2016. Includes dividend equivalents credited with respect to the award and to awards that had previously vested, pursuant to the terms thereof.
- F2The 696.2763 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares upon conversion of previously-granted units to shares.
- F3Shares held in The Walt Disney Stock Fund as of January 13, 2017. The Fund is one investment option in the 401(k) Plan and contains Company matching contributions.
- F4Converts at 1-for-1.