SEC Form 4 · accession 0001001039-17-000029
WALT DISNEY CO/ · DIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brent Woodford
Officer — EVP, Control, Fin Plan & Tax
Period of report
Jan 16, 2017
Accepted (ET)
Jan 17, 2017 · 8:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Disney Common StockF1 | Jan 16, 2017 | M | 2,770 | $107.625 | A | 28,515 | D | |
| Disney Common StockF2 | Jan 16, 2017 | F | 1,042 | $107.625 | D | 27,473 | D | |
| Disney Common Stock | holding | — | — | — | 100 | I | By Spouse in IRA | |
| Disney Common StockF3 | holding | — | — | — | 273 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF4,F1 | — | Jan 16, 2017 | M | 2,770 | D | — | Jan 16, 2017 | Disney Common Stock | 2,770 | 0 | D |
Explanation of responses
- F1Vesting of shares connected with grant under The Walt Disney Company's 2002 Executive Performance Plan and 2011 Stock Incentive Plan. Includes dividend equivalents credited with respect to the award and to awards that had previously vested, pursuant to the terms thereof.
- F2The 1,041.8499 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares upon conversion of previously-granted units to shares.
- F3Shares held in The Walt Disney Stock Fund as of January 13, 2017. The Fund is one investment option in the 401(k) Plan and contains Company matching contributions.
- F4Converts at 1-for-1.