SEC Form 4 · accession 0001001039-16-000555
WALT DISNEY CO/ · DIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brent Woodford
Officer — EVP, Control, Fin Plan & Tax
Period of report
Dec 21, 2016
Accepted (ET)
Dec 23, 2016 · 8:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Disney Common StockF1 | Dec 21, 2016 | S | 925 | $104.61 | D | 25,745 | D | |
| Disney Common Stock | holding | — | — | — | 100 | I | By Spouse in IRA | |
| Disney Common StockF2 | holding | — | — | — | 271 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $105.21 | Dec 21, 2016 | A | 21,710 | A | — | Dec 21, 2026 | Disney Common Stock | 21,710 | 21,710 | D |
| Restricted Stock UnitF4,F5 | — | Dec 21, 2016 | A | 7,985 | A | — | Dec 21, 2020 | Disney Common Stock | 7,985 | 7,985 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- F2Shares held in The Walt Disney Stock Fund as of December 21, 2016. The Fund is one investment option in the 401(k) Plan and contains Company matching contributions.
- F3Options were granted under the Company's 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The options vest in four equal installments on each December 21 of 2017 through 2020.
- F4Converts at 1-for-1.
- F5This restricted stock unit award was granted under the Company's 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The award is scheduled to vest in four equal installments on each December 21 of 2017 through 2020.