SEC Form 4 · accession 0001001039-16-000531
WALT DISNEY CO/ · DIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brent Woodford
Officer — EVP, Control, Fin Plan & Tax
Period of report
Dec 8, 2016
Accepted (ET)
Dec 9, 2016 · 8:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Disney Common Stock | Dec 8, 2016 | M | 2,500 | $31.12 | A | 30,245 | D | |
| Disney Common StockF1 | Dec 8, 2016 | S | 2,500 | $103.715 | D | 27,745 | D | |
| Disney Common Stock | holding | — | — | — | 100 | I | By Spouse in IRA | |
| Disney Common StockF2 | holding | — | — | — | 271 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $31.12 | Dec 8, 2016 | M | 2,500 | D | — | Jan 13, 2020 | Disney Common Stock | 2,500 | 21,000 | D |
Explanation of responses
- F1Shares were sold in three incremental transactions pursuant to a single sell order. Sale prices of individual transactions ranged from $103.7100 to $103.7250. Upon request, the reporting person will provide to the Securities and Exchange Commission, to the Issuer of the securities herein, or to a securities holder the complete sales data, including the number of shares sold at each separate price.
- F2Shares held in The Walt Disney Stock Fund as of December 7, 2016. The Fund is one investment option in the 401(k) Plan and contains Company matching contributions.
- F3The option is fully vested.