SEC Form 4 · accession 0001001039-16-000526
WALT DISNEY CO/ · DIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Iger
Officer — Chairman and CEO · Director
Period of report
Nov 29, 2016
Accepted (ET)
Dec 1, 2016 · 8:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001039
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F1,F3 | — | Nov 29, 2016 | A | 173,865 | A | — | Dec 19, 2016 | Disney Common Stock | 173,865 | 173,865 | D |
Explanation of responses
- F1Converts at 1-for-1.
- F2Restricted stock units were awarded during the Company's 2014 fiscal year and were subject to performance conditions, which were satisfied as to 173,865.2048 shares (including an adjustment to reflect the extent to which applicable performance criteria were met and accumulated dividend equivalents) on November 29, 2016.
- F3The stock unit award vests on the Expiration Date.