SEC Form 4 · accession 0001001039-16-000524
WALT DISNEY CO/ · DIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Jayne Parker
Officer — EVP and Chief HR Officer
Period of report
Nov 29, 2016
Accepted (ET)
Dec 1, 2016 · 8:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001039
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F1,F3 | — | Nov 29, 2016 | A | 1,468 | A | — | Dec 17, 2016 | Disney Common Stock | 1,468 | 1,468 | D |
| Restricted Stock UnitF4,F1,F3 | — | Nov 29, 2016 | A | 1,830 | A | — | Dec 18, 2016 | Disney Common Stock | 1,830 | 1,830 | D |
| Restricted Stock UnitF5,F1,F3 | — | Nov 29, 2016 | A | 2,151 | A | — | Dec 19, 2016 | Disney Common Stock | 2,151 | 2,151 | D |
| Restricted Stock UnitF6,F1,F3 | — | Nov 29, 2016 | A | 12,510 | A | — | Dec 19, 2016 | Disney Common Stock | 12,510 | 12,510 | D |
| Restricted Stock UnitF7,F1,F3 | — | Nov 29, 2016 | A | 2,139 | A | — | Jan 16, 2017 | Disney Common Stock | 2,139 | 2,139 | D |
Explanation of responses
- F1Converts at 1-for-1.
- F2Restricted stock units were awarded during the Company's 2016 fiscal year and were subject to performance conditions, which were satisfied as to 1468.0408 shares (including accumulated dividend equivalents) on November 29, 2016.
- F3The stock unit award vests on the Expiration Date.
- F4Restricted stock units were awarded during the Company's 2015 fiscal year and were subject to performance conditions, which were satisfied as to 1829.5759 shares (including accumulated dividend equivalents) on November 29, 2016.
- F5Restricted stock units were awarded during the Company's 2014 fiscal year and were subject to performance conditions, which were satisfied as to 2150.7360 shares (including accumulated dividend equivalents) on November 29, 2016.
- F6Restricted stock units were awarded during the Company's 2014 fiscal year and were subject to performance conditions, which were satisfied as to 12,509.7472 shares (including an adjustment to reflect the extent to which applicable performance criteria were met and accumulated dividend equivalents) on November 29, 2016.
- F7Restricted stock units were awarded during the Company's 2013 fiscal year and were subject to performance conditions, which were satisfied as to 2138.6760 shares (including accumulated dividend equivalents) on November 29, 2016.