SEC Form 4 · accession 0001001039-16-000491
WALT DISNEY CO/ · DIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sheryl Sandberg
Director
Period of report
Nov 20, 2015
Accepted (ET)
Oct 4, 2016 · 8:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Disney Common Stock | Nov 20, 2015 | G | 30 | $0.00 | D | 22,650 | D | |
| Disney Common Stock | May 17, 2016 | G | 10 | $0.00 | D | 22,640 | D | |
| Disney Common Stock | Aug 22, 2016 | G | 10 | $0.00 | D | 22,630 | D | |
| Disney Common Stock | Sep 14, 2016 | G | 33 | $0.00 | D | 22,597 | D | |
| Disney Common StockF1 | Sep 30, 2016 | A | 699 | $92.56 | A | 23,296 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1155.3 of such stock units have been credited to the reporting person's account under The Walt Disney Company's Amended and Restated 1997 Non-Employee Directors Stock and Deferred Compensation Plan (or the 2011 Stock Incentive Plan, as successor plan thereto), pursuant to the elective deferral provisions of the Plan. An additional 486.2 stock units were credited as a quarterly grant under the Plan, as described in the Company's compensation policy for non-employee directors. The total also reflects an adjustment crediting the amount to include dividends accrued pursuant to a dividend reinvestment plan of the Company and a deduction for cash paid in lieu of fractional shares when stock units are converted to shares.