SEC Form 4 · accession 0001001039-16-000470
WALT DISNEY CO/ · DIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John S Chen
Director
Period of report
Aug 11, 2016
Accepted (ET)
Aug 11, 2016 · 8:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Disney Common Stock | Aug 11, 2016 | M | 6,000 | $34.015 | A | 57,558 | D | |
| Disney Common StockF1 | Aug 11, 2016 | J | 6,000 | $34.015 | D | 51,558 | D | |
| Disney Common Stock | holding | — | — | — | 1,125 | I | By Children | |
| Disney Common Stock | holding | — | — | — | 16,612 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Disney Common StockF2 | $34.015 | Aug 11, 2016 | M | 6,000 | D | — | Mar 1, 2017 | Disney Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1Transfer of shares to a trust controlled by the reporting person.
- F2The option is fully vested.