SEC Form 4 · accession 0001001039-16-000336
WALT DISNEY CO/ · DIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christine M McCarthy
Officer — SEVP-Chief Financial Officer
Period of report
Jan 13, 2016
Accepted (ET)
Jan 15, 2016 · 8:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Disney Common Stock | Jan 13, 2016 | M | 49,920 | $20.81 | A | 154,192 | D | |
| Disney Common StockF1 | Jan 13, 2016 | S | 20,020 | $101.47 | D | 134,172 | D | |
| Disney Common StockF2 | Jan 13, 2016 | S | 29,900 | $100.8275 | D | 104,272 | D | |
| Disney Common StockF3 | holding | — | — | — | 3,577 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $20.81 | Jan 13, 2016 | M | 49,920 | D | — | Jan 14, 2016 | Disney Common Stock | 49,920 | 0 | D |
Explanation of responses
- F1This sale was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Shares were sold in 72 incremental transactions pursuant to a single sell order. Sale prices of individual transactions ranged from $100.46 to $101.46. Upon request, the reporting person will provide to the Securities and Exchange Commission, to the Issuer of the securities herein, or to a securities holder the complete sales data, including the number of shares sold at each separate price.
- F3Shares held in The Walt Disney Stock Fund as of January 13, 2016. The Fund is one investment option in the 401(k) Plan and contains Company matching contributions.
- F4The option is fully vested.