SEC Form 4 · accession 0001001039-15-000267
WALT DISNEY CO/ · DIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas O Staggs
Officer — Chief Operating Officer
Period of report
Dec 1, 2015
Accepted (ET)
Dec 3, 2015 · 8:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001039
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F1,F3 | — | Dec 1, 2015 | A | 4,513 | A | — | Dec 18, 2015 | Disney Common Stock | 4,513 | 4,513 | D |
| Restricted Stock UnitF4,F1,F3 | — | Dec 1, 2015 | A | 5,607 | A | — | Dec 19, 2015 | Disney Common Stock | 5,607 | 5,607 | D |
| Restricted Stock UnitF5,F1,F3 | — | Dec 1, 2015 | A | 7,680 | A | — | Jan 16, 2016 | Disney Common Stock | 7,680 | 7,680 | D |
| Restricted Stock UnitF6,F1,F3 | — | Dec 1, 2015 | A | 9,105 | A | — | Jan 18, 2016 | Disney Common Stock | 9,105 | 9,105 | D |
Explanation of responses
- F1Converts at 1-for-1.
- F2Restricted stock units were awarded during the Company's 2015 fiscal year and were subject to performance conditions, which were satisfied as to 4513.4695 shares (including accumulated dividend equivalents) on December 1, 2015.
- F3The stock unit award vests on the Expiration Date.
- F4Restricted stock units were awarded during the Company's 2014 fiscal year and were subject to performance conditions, which were satisfied as to 5607.3714 shares (including accumulated dividend equivalents) on December 1, 2015.
- F5Restricted stock units were awarded during the Company's 2013 fiscal year and were subject to performance conditions, which were satisfied as to 7679.6169 shares (including accumulated dividend equivalents) on December 1, 2015.
- F6Restricted stock units were awarded during the Company's 2012 fiscal year and were subject to performance conditions, which were satisfied as to 9105.1641 shares (including accumulated dividend equivalents) on December 1, 2015.